About
We have used consulting services from BD Compliance Associates for over 25 years, encompassing all kinds of issues and forays into varying lines
B/D Compliance Associates, Inc. (BDCA) provides broker/dealer and registered investment advisor regulatory compliance consulting to both existing and start-up operations. Founded by Carrie Wisniewski in 1994, a former FINRA Senior Examiner, the associates of our firm all have practical street experience, and some also have direct regulatory experience.
Services
investment compliance consultant
financial services compliance consulting
compliance consulting firm for financial advisors
broker dealer consultants
broker dealer compliance consulting firms
broker dealer compliance consultants
Contact
Current Hours
- Sun CLOSED
- Mon 8:30 AM - 4:30 PM
- Tue 8:30 AM - 4:30 PM
- Wed 8:30 AM - 4:30 PM
- Thu 8:30 AM - 4:30 PM
- Fri 8:30 AM - 4:30 PM
- Sat CLOSED
-
Sun CLOSED
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Detailed Information
- Location Typeunknown
- Opening Date1994
- Annual Revenue EstimateLess than $100,000
- SIC Code show
- Employees20 to 49
- Contactsshow
- BD Compliance Associates, Inc BD Compliance Associates Inc
- Phone 770-923-9632
- Email [email protected]
- Fax 770-923-9632