About
Quadrant Regulatory Group
Quadrant Regulatory Group provides Broker-Dealers and Registered Investment Advisers with services that support compliance with SEC, FINRA, MSRB, NFA, and state securities laws. Quadrant compliance consultants deliver expert guidance, ongoing assistance during regulatory examinations, compliance support, testing, FINOP, and financial and accounting services. Quadrant has a dedicated team of Certified Anti-Money Laundering Specialists that perform independent tests of firms’ anti-money laundering...
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Service Areas
- New York State, USA
Current Hours
- Sun CLOSED
- Mon 9:30 AM - 5:00 PM
- Tue 9:30 AM - 5:00 PM
- Wed 9:30 AM - 5:00 PM
- Thu 9:30 AM - 5:00 PM
- Fri 9:30 AM - 5:00 PM
- Sat CLOSED
-
Fri 9:30 AM - 5:00 PMOPEN NOW
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Detailed Information
- Location Typeunknown
- Opening Dateunknown
- Annual Revenue Estimateunknown
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- Contact Nicholas Pallante