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Representing investors in FINRA arbitrations

The Financial Industry Regulatory Authority (FINRA) is an organization authorized by the United States government to regulate and provide dispute resolution services to securities firms and investors. When an investor wants to resolve a complaint it has with its financial advisor or brokerage firm the investor can initiate a FINRA arbitration proceeding by filing a FINRA claim, which includes a Statement of Claim and a FINRA Submission Agreement. If the claim proceeds to the hearing stage, an ar...

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Detailed Information
  • Location TypeSingle Location
  • Opening Date2011
  • Annual Revenue Estimateunknown
  • SIC Code show
  • Employeesunknown
  • Contactsshow