SEC Investment Advisor Public Disclosure 02/15/2013 SCOTT ALLAN (CRD# 1276738) This individual is not currently registered as an Investment Adviser Representative STATE SECURITY REGULATORS Summary HE IS FINED $5,000 AND SUSPENDED FROM ASSOCIATION WITH ANY FINRA MEMBER IN ANY CAPACITY FOR TWO YEARS. THE SUSPENSION IS IN EFFECT FROM FEBRUARY 19, 2013 TO FEBRUARY 18, 2015. FINRA has increased efforts to FIGHT FRAUD, and to that end, have established several programs to help root out bad actors and help consumers protect themselves. When the rules are broken, FINRA takes action. Our strong and vigorous enforcement program brings discipline where INVESTORS HAVE BEEN HARMED.