We possess both the futures industry expertise and in-depth knowledge to assist you (in conjunction with your legal advisor, as necessary) with the following steps: •Navigating the CPO and CTA registration categories; •Becoming familiar with CPO and CTA exemptions and exclusions; •Guiding you through the CFTC registration and NFA membership process; and •Preparing and assisting you with your ongoing futures industry compliance responsibilities, including designing compliance and operational risk control policies and procedures. We provide services to our clients on an hourly, monthly or project basis. Please contact us to request more information on our services and a proposal on how we can assist with your futures industry needs.

Serving Southlake, TX and outlying areas, Albert Gonzalez of Waddell & Reed is offering the following services not limited to; investments, professional athletes plans, estate planning, retirement and financial planning.